3. Due Diligence

Due Diligence Services

Ensure Smart, Secure & Informed Business Decisions

In today’s dynamic business environment, making informed decisions is not just important—it’s essential. Whether you're investing in a company, entering a joint venture, acquiring a business, or looking to comply with regulatory requirements, Due Diligence is your shield against hidden risks. As a trusted Company Secretary (CS) service provider, we offer in-depth Due Diligence Services to ensure your transactions are legally compliant, financially sound, and risk-mitigated.

We help you gain a clear picture of the company’s operations, legal standing, financial health, and potential liabilities—so you can act with confidence.

Types of Due Diligence We Offer

Legal Due Diligence

Financial Due Diligence

Analysis of financial statements, tax records, debt, and financial obligations.

Ensures accuracy and transparency of financial data.

Secretarial Due Diligence

Review of board minutes, ROC filings, statutory registers, and corporate governance practices.

Ensures compliance with Companies Act and SEBI regulations.

Operational Due Diligence

Examination of business operations, management structure, and internal controls.

Tax Due Diligence

Assessment of tax liabilities, GST compliance, tax litigations, and risks.

Compliance Due Diligence

Ensures the company adheres to applicable laws, rules, and regulations.

Vendor Due Diligence

Conducted by the selling party to present transparent and accurate data to potential buyers or investors.

Levels of Due Diligence

Basic Due Diligence

A preliminary check for low-value or low-risk transactions.

Comprehensive Due Diligence

A detailed, multi-departmental investigation involving legal, financial, and operational scrutiny.

Event-Based Due Diligence

For specific events like mergers, acquisitions, investments, or IPOs.

Periodic/Annual Due Diligence

To ensure regular compliance and risk assessment, especially for listed or regulated companies.

🔍 Scope of Due Diligence Services

We ensure a 360-degree review covering all essential business aspects:

Company Incorporation & History

Shareholding Structure & Capital Verification

Statutory Registers & ROC Filings

Directors & KMP Background Checks

Loan Agreements & Related Party Transactions

Intellectual Property Rights (IPR) Ownership

Ongoing and Pending Litigations

Employee & HR Compliance

Environmental and Industry-Specific Regulations

📂 Documents We Review (Indicative List)

Certificate of Incorporation

Memorandum & Articles of Association

Financial Statements & Audit Reports

Income Tax Returns & GST Filings

Statutory Registers & Board Meeting Minutes

Agreements, Contracts & MOUs

Licenses, Approvals & Permits

Employee Records & PF/ESIC Compliance

Litigation & Legal Notices

Benefits to Clients

🛡️ Risk Mitigation: Identify legal, regulatory, and financial risks early

🔍 Transparency: Complete insight before transactions or partnerships

💼 Better Negotiation: Leverage findings to negotiate better terms

Regulatory Compliance: Avoid penalties due to non-compliance

🔄 Smooth Transactions: Streamlined mergers, investments, or restructuring

🏆 Investor Confidence: Enhances credibility for fundraising or IPO

⏱️ Turnaround Time

Varies based on the scope and complexity of the assignment

Basic Due Diligence: 3–5 working days

Comprehensive Due Diligence: 7–15 working days

(Expedited services available on request)

Tools & Methodologies Used

Document verification & checklist-based review

ROC, MCA21, GST, Income Tax & EPFO portal checks

Red-Flag Reporting & Risk Grading

Client-specific reporting formats & summary sheets

📃 Reporting Format

We provide you with a detailed due diligence report that includes:

Executive Summary

Compliance Checklist

Risk Grading & Observations

Legal Opinion / Advisory Notes

Suggested Action Points

Annexures with supporting data

🌐 Industries We Serve

Startups & MSMEs

Manufacturing & Trading Companies

Fintech & NBFCs

Real Estate & Infrastructure

IT & E-commerce

NGOs & Section 8 Companies

🤝 Our Role as Your CS Partner

As a qualified Company Secretary, we act as a professional investigator, advisor, and compliance partner—ensuring your business decisions are grounded in legal certainty, strategic clarity, and regulatory assurance.

Why Choose Us?

Expertise in Company Law, SEBI, FEMA & Listing Regulations

Confidential & Objective Analysis

Customized Reports with Clear Risk Indicators

End-to-End Support – From Documentation to Advisory

Trusted by Startups, SMEs & Corporates

When Should You Consider Due Diligence?

Planning to invest or acquire a company

Before entering into strategic partnerships

Prior to listing on a stock exchange

To identify hidden liabilities or compliance gaps

During internal audits or restructuring

For vendor assessment or pre-IPO readiness

Let’s Make Your Next Move Risk-Free : Don't leave critical business decisions to chance. Our Due Diligence Services are designed to protect your interests, uncover potential issues, and help you negotiate with clarity and confidence.